Blue Ocean

global wealth

Investment Advisory
Financial Planning

Our Clients

Client Experience

Blue Ocean Global Wealth Client Experience

The foundation of our process is an integrated picture of your financial situation and life goals.

Client Payment
  • Start
  • 1st day
  • 15 days
  • 30 days
  • 45 days
  • 60 days
  • 75 days
  • Ongoing

1. Determine How to Work Together ( Start )

2.Discovery Meeting ( 1st day )

  • Learn and understand your situation
  • Identify, clarify, and prioritize your goals, values, and concerns

3. Develop an Investment Policy Statement (IPS) ( 15 days )

  • Document client investment objectives and constraints
  • Provide accountability and structure to portfolio construction

4. Assess and Analyze ( 30 days )

Analyze all areas of your financial life:

  • Cash Flow management
  • Insurance and Protection Planning
  • Portfolio Construction
  • Asset Management
  • Retirement Planning
  • Education Planning
  • Tax Planning
  • Business Succession Planning
  • Estate Planning
  • Charitable Giving

5. Design an Investment Strategy ( 45 days )

  • Integrate asset allocation with financial plan, as governed by IPS
  • Incorporate capital market expectations and economic outlook
  • Implement the most appropriate risk management strategy

6. Propose Planning Recommendations ( 60 days )

  • Educate and communicate all available options
  • Evaluate and offer optimal solutions

7. Implement Financial Plan and Investment Strategy ( 75 days )

  • Establish online access
  • Open new accounts
  • Transfer existing assets
  • Provide written financial plan
  • Address risk management and protection needs

8. Monitor and Update Your Financial Plan ( Ongoing )

  • Revisit goals and client situation
  • Review investment strategy
  • Modify and track financial plan & IPS
  • Facilitate understanding of client statements and online resources

What is a Registered Investment Advisor (RIA)?

When providing financial planning advice and asset management services, a registered investment advisor serves as a fiduciary to its clients, and is required to uphold rigorous standards of care. Blue Ocean Global Wealth is a registered investment advisor, subject to state and Federal Regulations. As a registered investment advisor, we are required disclose and manage any potential conflicts of interest.

CFA Institute Statement of Investor Rights

  1. Honest, competent, and ethical conduct that complies with applicable law
  2. Independent and objective advice and assistance based on informed analysis, prudent judgment, and diligent effort
  3. My financial interests taking precedence over those of the professional and the organization
  4. Fair treatment with respect to other clients
  5. Disclosure of any existing or potential conflicts of interest in providing products or services to me
  6. Understanding of my circumstances, so that any advice provided is suitable and based on my financial objectives and constraints
  7. Clear, accurate, complete and timely communications that use plain language and are presented in a format that conveys the information effectively
  8. An explanation of all fees and costs charged to me, and information showing these expenses to be fair and reasonable
  9. Confidentiality of my information
  10. Appropriate and complete records to support the work done on my behalf

Schedule phone consultation to learn about a financial planning relationship with Blue Ocean Global Wealth